Filing Details
- Accession Number:
- 0001470843-10-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-17 17:53:47
- Reporting Period:
- 2009-11-23
- Filing Date:
- 2010-12-17
- Accepted Time:
- 2010-12-17 17:53:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1103977 | Rubicon Financial Inc | RBCF | Security Brokers, Dealers & Flotation Companies (6211) | 133349556 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1384989 | Jr. Joseph Mangiapane | 18872 Macarthur Blvd First Floor Irvine CA 92612 | Ceo, President, Secretary | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2009-11-23 | 10,000 | $0.00 | 2,964,222 | No | 4 | G | Direct | |
Common Stock | Disposition | 2010-12-03 | 320,000 | $0.15 | 2,644,222 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-03 | 150,000 | $0.15 | 2,494,222 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-03 | 100,000 | $0.15 | 2,394,222 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-12-03 | 100,000 | $0.15 | 2,294,222 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Bona fide gift to unafilliated third person.
- Private party sale.
- Includes 100,000 shares held by Mr. Mangiapane's wife and 200,000 shares held by Mr. Mangiapane's children.