Filing Details
- Accession Number:
- 0001171437-10-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-17 16:56:56
- Reporting Period:
- 2010-12-15
- Filing Date:
- 2010-12-17
- Accepted Time:
- 2010-12-17 16:56:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1165002 | Westwood Holdings Group Inc | WHG | Investment Advice (6282) | 752969997 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1171437 | O Brian Casey | 200 Crescent Court Suite 1200 Dallas TX 75201 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-12-15 | 5,101 | $39.02 | 443,979 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-16 | 5,133 | $39.09 | 438,846 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-17 | 232 | $39.00 | 438,614 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-17 | 3,000 | $0.00 | 435,614 | No | 4 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | G | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2010.
- Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $39.00 to $39.20 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.
- Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $39.00 to $39.38 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff, the issuer, or a security holder of the issuer upon request.
- Represents a gift of shares to a charitable gift fund.
Billionaire Hedge Funds
