Filing Details
- Accession Number:
- 0001488590-10-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-17 16:47:23
- Reporting Period:
- 2010-12-15
- Filing Date:
- 2010-12-17
- Accepted Time:
- 2010-12-17 16:47:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 10456 | Baxter International Inc | BAX | Surgical & Medical Instruments & Apparatus (3841) | 360781620 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1488590 | L. Phillip Batchelor | One Baxter Parkway Deerfield IL 60015 | Corporate Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Acquisiton | 2010-12-15 | 5,800 | $45.19 | 22,795 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Acquisiton | 2010-12-15 | 200 | $45.52 | 22,995 | No | 4 | M | Direct | |
| Common Stock, $1 Par Value | Disposition | 2010-12-15 | 6,000 | $51.79 | 16,995 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2010-12-15 | 5,800 | $0.00 | 5,800 | $45.19 |
| Common Stock, $1 Par Value | Stock Option (Right to Buy) | Disposition | 2010-12-15 | 200 | $0.00 | 200 | $45.52 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-02-26 | 2011-02-25 | No | 4 | M | Direct |
| 0 | 2004-02-27 | 2011-02-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $1 Par Value | 1,262 | Indirect | By 401(k) Plan |
Billionaire Hedge Funds
