Filing Details
- Accession Number:
- 0001246360-10-004139
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-17 16:25:09
- Reporting Period:
- 2010-12-15
- Filing Date:
- 2010-12-17
- Accepted Time:
- 2010-12-17 16:25:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
778438 | Berry Petroleum Co | BRY | Crude Petroleum & Natural Gas (1311) | 770079387 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1174817 | T George Crawford | C/O Berry Petroleum Company 5201 Truxtun Ave. Bakersfield CA 93309 | Snr Vp Of Ca Production | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2010-12-15 | 1,500 | $42.90 | 2,517 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2010-12-15 | 3 | $0.00 | 3,888 | No | 4 | J | Indirect | Held in 401(k) Plan |
Class A Common Stock | Disposition | 2010-12-17 | 548 | $43.06 | 1,969 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | J | Indirect | Held in 401(k) Plan |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | 2006 Restricted Stock Units | Disposition | 2010-12-15 | 1,500 | $42.90 | 1,500 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-12-15 | 2016-12-14 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Nonstatutory Stock Option 12-6-02 | $8.25 | 2003-12-06 | 2012-12-06 | 30,000 | 20,000 | Direct |
Class A Common Stock | Nonstatutory Stock Option 12-05-03 | $9.97 | 2004-12-05 | 2013-12-05 | 40,000 | 40,000 | Direct |
Class A Common Stock | Nonstatutory Stock Option 11-23-04 | $21.58 | 2005-11-23 | 2014-11-23 | 40,000 | 40,000 | Direct |
Class A Common Stock | Nonstatutory Stock Option 12-15-05 | $30.65 | 2006-12-15 | 2015-12-15 | 20,000 | 20,000 | Direct |
Class A Common Stock | Nonstatutory Stock Option 12-15-06 | $32.57 | 2007-12-15 | 2016-12-14 | 20,000 | 20,000 | Direct |
Class A Common Stock | 2007 Restricted Stock Unit | $0.00 | 2008-12-14 | 2017-12-13 | 4,759 | 4,759 | Direct |
Class A Common Stock | NSO 2007 | $43.61 | 2008-12-14 | 2017-12-13 | 14,279 | 14,279 | Direct |
Class A Common Stock | 2008 Restricted Stock Units | $0.00 | 2009-12-12 | 2018-12-11 | 26,667 | 26,667 | Direct |
Class A Common Stock | 2009 Restricted Stock Units | $0.00 | 2010-12-11 | 2019-12-11 | 19,594 | 19,594 | Direct |
Class A Common Stock | Perf Based RSUs 3-16-10 | $0.00 | 2012-12-31 | 2012-12-31 | 8,261 | 8,261 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-12-06 | 30,000 | 20,000 | Direct |
2013-12-05 | 40,000 | 40,000 | Direct |
2014-11-23 | 40,000 | 40,000 | Direct |
2015-12-15 | 20,000 | 20,000 | Direct |
2016-12-14 | 20,000 | 20,000 | Direct |
2017-12-13 | 4,759 | 4,759 | Direct |
2017-12-13 | 14,279 | 14,279 | Direct |
2018-12-11 | 26,667 | 26,667 | Direct |
2019-12-11 | 19,594 | 19,594 | Direct |
2012-12-31 | 8,261 | 8,261 | Direct |
Footnotes
- 1 for 1
- Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock
- The RSU granted vest 25% per year beginning one year after grant but the receipt of shares are subject to a deferral period which is generally at least four years from grant date as per the deferral election.
- The RSU is subject to a deferral election. Shares of Class A Common Stock will be delivered to the reporting person as per the terms of the deferral election.
- 1 for 1
- Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock
- The RSU granted vest 25% per year beginning one year after grant but the receipt of shares are subject to a deferral period which is generally at least four years from grant date as per the deferral election.
- The RSU is subject to a deferral election. Shares of Class A Common Stock will be delivered to the reporting person as per the terms of the deferral election.
- Vested shares issued pursuant to Rule 16b-3 plan.
- Shares of Common Stock acquired by the reporting person in the Company's 401(k) Plan. All transactions were at market and were non-discretionary.
- Vesting of 25% of RSUs granted 12-15-2006 under a Rule 16b-3 Plan
- Shares sold to cover taxes on RSU vesting under Rule 16b-3 Plan.