Filing Details
- Accession Number:
- 0001289419-10-000515
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-17 13:21:00
- Reporting Period:
- 2010-12-15
- Filing Date:
- 2010-12-17
- Accepted Time:
- 2010-12-17 13:21:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1289419 | Morningstar Inc. | MORN | Investment Advice (6282) | 363297908 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1324003 | Tao Huang | C/O Morningstar, Inc. 22 West Washington Street Chicago IL 60602 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-15 | 1,000 | $23.31 | 477,051 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-15 | 1,000 | $52.00 | 476,051 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-12-16 | 1,000 | $23.31 | 477,051 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-16 | 1,000 | $51.74 | 476,051 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-12-14 | 1,000 | $0.00 | 1,000 | $23.31 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-12-15 | 1,000 | $0.00 | 1,000 | $23.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,097 | 2015-05-02 | No | 4 | M | Direct | |
| 9,097 | 2015-05-02 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2010
- The options became exercisable in 4 equal installments on May 2, 2006, 2007, 2008, and 2009.
- The exercise price increases over the term of the option at a rate equal to the 10-year Treasury bond yield as of the date of grant ($18.50). On December 15, 2010, the exercise price was $23.3064.
- The exercise price increases over the term of the option at a rate equal to the 10-year Treasury bond yield as of the date of grant ($18.50). On December 16, 2010, the exercise price was $23.3090.
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