Filing Details
- Accession Number:
- 0001127602-10-030952
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-17 08:56:03
- Reporting Period:
- 2010-12-15
- Filing Date:
- 2010-12-17
- Accepted Time:
- 2010-12-17 08:56:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 714310 | Valley National Bancorp | VLY | National Commercial Banks (6021) | 222477875 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1169699 | D Alan Eskow | 1455 Valley Road Wayne NJ 07470- | Senior Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-12-10 | 485 | $0.00 | 144,961 | No | 5 | G | Direct | |
| Common Stock (Roth Ira) | Acquisiton | 2010-12-15 | 8,500 | $13.79 | 8,500 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 940 | Indirect | Ira/wife |
| Common Stock (401K Plan) | 3,529 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option/NQ | $13.13 | 2011-11-15 | 2020-11-15 | 19,202 | 19,202 | Direct |
| Common Stock | Stock Option/NQ | $17.03 | 2002-11-27 | 2011-11-27 | 12,662 | 12,662 | Direct |
| Common Stock | Stock Options | $14.43 | 2001-11-28 | 2010-11-28 | 5,540 | 5,540 | Direct |
| Common Stock | Stock Options | $17.83 | 2003-11-18 | 2012-11-18 | 12,458 | 12,458 | Direct |
| Common Stock | Stock Options | $20.79 | 2004-11-17 | 2013-11-17 | 16,885 | 16,885 | Direct |
| Common Stock | Stock Options | $20.87 | 2005-11-16 | 2014-11-16 | 16,083 | 16,083 | Direct |
| Common Stock | Stock Options | $19.33 | 2006-11-14 | 2015-11-14 | 18,505 | 18,505 | Direct |
| Common Stock | Stock Options | $21.15 | 2007-11-13 | 2016-11-13 | 20,056 | 20,056 | Direct |
| Common Stock | Stock Options | $16.15 | 2009-02-12 | 2018-02-12 | 19,102 | 19,102 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-11-15 | 19,202 | 19,202 | Direct |
| 2011-11-27 | 12,662 | 12,662 | Direct |
| 2010-11-28 | 5,540 | 5,540 | Direct |
| 2012-11-18 | 12,458 | 12,458 | Direct |
| 2013-11-17 | 16,885 | 16,885 | Direct |
| 2014-11-16 | 16,083 | 16,083 | Direct |
| 2015-11-14 | 18,505 | 18,505 | Direct |
| 2016-11-13 | 20,056 | 20,056 | Direct |
| 2018-02-12 | 19,102 | 19,102 | Direct |
Footnotes
- Adjusted for additional shares acquired through Dividend Reinvestment Plan.
- Valley National Bancorp declared a 5% dividend on April 14, 2010, issued May 21, 2010 to shareholders of record on May 7, 2010.
- Shares purchased for Roth IRA conversion.
- Holdings under the Valley 401K Plan has been updated to reflect reporting person's balance in the Plan.
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