Filing Details
- Accession Number:
- 0001181431-10-062333
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-16 21:02:53
- Reporting Period:
- 2010-12-14
- Filing Date:
- 2010-12-16
- Accepted Time:
- 2010-12-16 21:02:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 836106 | Novellus Systems Inc | NVLS | Special Industry Machinery, Nec (3559) | 770024666 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1343600 | Timothy Archer | 4000 North First Street San Jose CA 95134 | Exec. Vp, Sales & Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-12-14 | 1,227 | $32.72 | 374 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-12-14 | 3,946 | $30.25 | 4,320 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-14 | 3,946 | $32.72 | 374 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-12-14 | 2,054 | $30.25 | 2,428 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-14 | 2,054 | $32.72 | 374 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-12-14 | 3,946 | $0.00 | 3,946 | $30.25 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-12-14 | 2,054 | $0.00 | 2,054 | $30.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-12-15 | No | 4 | M | Direct | |
| 0 | 2010-12-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,445 | Indirect | By 401(k) |
| Common Stock | 448 | Indirect | By Spouse |
Footnotes
- Securities were sold pursuant to a 10b5-1 Trading Plan.
- The indirect holdings in the 401(k) are held in the Company unitized stock fund. The balance is reported as of the last business day.
- The indirect holdings by Mrs. Archer are estimated shares held in the Company 401K unitized stock fund. The balance is reported as of the last business day.
- The grant vested 452 shares on December 15, 2001, 590 shares on December 15, 2002, 1,404 shares on December 15, 2003 and 1,500 shares on December 15, 2004.
- The grant vested 1,048 shares on December 15, 2001, 910 shares on December 15, 2002 and 96 shares on December 15, 2003.
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