Filing Details
- Accession Number:
- 0001140361-10-050080
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-16 19:49:29
- Reporting Period:
- 2010-12-14
- Filing Date:
- 2010-12-16
- Accepted Time:
- 2010-12-16 19:49:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1172136 | Us Geothermal Inc | HTM | Electric Services (4911) | 841472231 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1427832 | J Douglas Glaspey | C/O Us Geothermal Inc. 1505 Tyrell Lane Boise ID 83706 | Chief Operating Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-14 | 25,000 | $0.99 | 639,957 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-14 | 25,000 | $1.26 | 614,957 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-12-14 | 25,000 | $0.00 | 25,000 | $0.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 355,000 | 2011-04-12 | No | 4 | M | Direct |
Footnotes
- Converted into U.S. dollars using an exchange rate of Cdn$1.00 = US$0.9944.
- The option vested in four equal installments beginning on 4/12/06 and every six months thereafter.
- Initially reported at an exercise price of $0.87 based on the exchange rate on the date of grant.
Billionaire Hedge Funds
