Filing Details
- Accession Number:
- 0001127602-10-030941
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-16 19:03:15
- Reporting Period:
- 2010-12-14
- Filing Date:
- 2010-12-16
- Accepted Time:
- 2010-12-16 19:03:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1450262 | Michelle Gass | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Pres, Seattle's Best Coffee | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-14 | 4,375 | $15.23 | 108,946 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-12-14 | 11,666 | $18.79 | 120,612 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-12-14 | 29,260 | $27.32 | 149,872 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-14 | 45,301 | $32.02 | 104,571 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-12-14 | 4,375 | $0.00 | 4,375 | $15.23 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-12-14 | 11,666 | $0.00 | 11,666 | $18.79 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-12-14 | 29,260 | $0.00 | 29,260 | $27.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-11-20 | No | 4 | M | Direct | |
| 0 | 2014-05-17 | No | 4 | M | Direct | |
| 0 | 2014-11-16 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $32.00 to $32.075. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option, representing a right to purchase a total of 17,500 shares, became exercisable in four increments of 4,375 shares each on October 1 of 2004, 2005, 2006 and 2007.
- The option, representing a right to purchase a total of 35,000 shares, became exercisable in one increment of 11,668 shares on May 17, 2005 and two increments of 11,666 shares each on May 17 of 2006 and 2007.
- The option became exercisable in one increment of 9,754 shares on October 1, 2005 and two increments of 9,753 shares each on October 1 of 2006 and 2007.
Billionaire Hedge Funds
