Filing Details
- Accession Number:
- 0000945564-10-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-16 16:57:13
- Reporting Period:
- 2010-12-14
- Filing Date:
- 2010-12-16
- Accepted Time:
- 2010-12-16 16:57:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
907649 | Fx Energy Inc | FXEN | Crude Petroleum & Natural Gas (1311) | 870504461 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
945564 | N David Pierce | 3006 Highland Dr Ste 206 Salt Lake City UT 84106 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-12-14 | 13,428 | $6.24 | 387,961 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-15 | 11,572 | $6.12 | 376,389 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 15,000 | Indirect | By IRA |
Common Stock | 40,827 | Indirect | By 401(k) |
Common Stock | 2,000 | Indirect | By spouse |
Footnotes
- Open market sale of common stock to fund income tax obligations arising from the cashless exercise of 85,000 options on October 26, 2010 and the vesting of 42,000 shares of restricted stock on December 21, 2010.
- Includes 14,000 restricted shares that vest on December 21, 2010, 28,000 restricted shares that vest in two equal annual installments beginning December 21, 2010, and 42,000 restricted shares that vest in three equal annual installments beginning December 21, 2010.
- The reporting person disclaims beneficial ownership of shares held for the benefit of minor children and the report shall not be deemed an admission that the reporting person is the owner of such securities for the purpose of Section 16 or for any other purpose.
- Includes 34,000 shares held for the benefit of minor children.
- Shares held for the benefit of minor children.