Filing Details
- Accession Number:
- 0001225208-10-027132
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-15 21:24:28
- Reporting Period:
- 2010-12-11
- Filing Date:
- 2010-12-15
- Accepted Time:
- 2010-12-15 21:24:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1094739 | Finisar Corp | FNSR | Semiconductors & Related Devices (3674) | 943038428 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1486769 | Kurt Adzema | 1389 Moffett Park Drive Sunnyvale CA 94089-1134 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-12-11 | 81 | $25.33 | 48,789 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2010-12-13 | 30,000 | $10.16 | 78,789 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-12-13 | 3,906 | $8.29 | 82,695 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-12-13 | 2,109 | $10.08 | 84,804 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-12-13 | 1,570 | $3.36 | 86,374 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-12-13 | 1,314 | $8.29 | 87,688 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-13 | 10,000 | $25.90 | 77,688 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-13 | 30,765 | $25.89 | 46,923 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-14 | 138 | $25.97 | 46,785 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-12-13 | 30,000 | $0.00 | 30,000 | $10.16 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-12-13 | 3,906 | $0.00 | 3,906 | $8.29 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-12-13 | 1,314 | $0.00 | 1,314 | $8.29 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-12-13 | 2,109 | $0.00 | 2,109 | $10.08 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-12-13 | 1,570 | $0.00 | 1,570 | $3.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,562 | 2015-04-18 | No | 4 | M | Direct | |
| 8,594 | 2010-09-01 | 2019-12-08 | No | 4 | M | Direct |
| 3,944 | 2010-12-08 | 2019-12-08 | No | 4 | M | Direct |
| 1,641 | 2009-12-11 | 2018-09-11 | No | 4 | M | Direct |
| 14,131 | 2009-12-12 | 2018-12-12 | No | 4 | M | Direct |
Footnotes
- On Dec 11, 2010, the Reporting Person vested in 219 restricted stock units ("RSUs") and as a result acquired 219 shares of common stock of the Issuer pursuant to the Reporting Person's September 11, 2008 grant of RSUs. This Form 4 reports the disposition of shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. The Issuer will pay the taxes on behalf of the Reporting Person.
- Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on April 7, 2010, as amended Oct 8, 2010.
- All the shares are vested and exercisable on Feb 07, 2010
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