Filing Details
- Accession Number:
- 0001104659-10-062919
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-15 21:13:37
- Reporting Period:
- 2010-12-10
- Filing Date:
- 2010-12-15
- Accepted Time:
- 2010-12-15 21:13:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1177845 | Xplore Technologies Corp | XLRT | Computer & Office Equipment (3570) | 260563295 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
908269 | S Philip Sassower | 110 East 59Th Street, Suite 1901 New York NY 10022 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-10 | 500,000 | $0.02 | 172,524,789 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Consists of (i) 18,294,446 shares of Common Stock owned of record by Mr. Sassower, (ii) 7,744,709 shares of Common Stock owned of record by Phoenix Enterprises Family Fund, LLC, an entity controlled by Mr. Sassower, (iii) 3,839,482 shares of Common Stock owned of record by The Philip S. Sassower 1996 Charitable Remainder Annuity Trust, an entity controlled by Mr. Sassower, (iv) 7,386,769 shares of Common Stock issuable upon conversion of shares of Series A Preferred Stock owned of record by Phoenix Enterprises Family Fund, LLC, (v) 7,892,500 shares of Common Stock that Phoenix Enterprises Family Fund LLC has the right to acquire under warrants exercisable within 60 days after December 10, 2010, (vi) 1,250,000 shares of Common Stock issuable upon conversion of shares of Series C Preferred Stock owned of record by Mr. Sassower, (vii) 11,450,000 shares of Common Stock that Mr. Sassower has the right to acquire under warrants exercisable within 60 days after December 10, 2010,
- and (viii) 539,946 shares of Common Stock that Mr. Sassower has the right to acquire under options exercisable within 60 days after December 10, 2010. Also includes 110,626,937 shares of Common Stock beneficially owned by Phoenix Venture Fund LLC, in which Mr. Sassower is the co-manager of the managing member and 3,000,000 shares issuable upon the exercise of warrants, exercisable within 60 days after December 10, 2010, owned of record by SG Phoenix LLC, an entity in which Mr. Sassower shares voting and dispositive power. Mr. Sassower disclaims any beneficial ownership of the shares held by Phoenix and SG Phoenix LLC, except to the extent of his pecuniary interest, if any, in such shares.