Filing Details
- Accession Number:
- 0001144204-10-066727
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-15 20:14:51
- Reporting Period:
- 2010-12-14
- Filing Date:
- 2010-12-15
- Accepted Time:
- 2010-12-15 20:14:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1331301 | Smart Balance Inc. | SMBL | Food And Kindred Products (2000) | 202949397 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1347029 | J Robert Gillespie | 115 West Century Road Suite 260 Paramus NJ 07652 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-14 | 5,000 | $3.97 | 49,370 | No | 4 | P | Indirect | By Westmount Investments LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Westmount Investments LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 69,878 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.93 to $3.99, inclusive. The reporting person undertakes to provide to Smart Balance, Inc., any security holder of Smart Balance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- Mr. Gillespie is the principal of Westmount Investments, LLC, a privately held investment company.
Billionaire Hedge Funds
