Home > Insider Trading > Filing (0001209191-10-060797)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
927003	Advanced Energy Industries Inc	AEIS	Electronic Components, Nec (3679)	840846841

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1202836	P Richard Beck	1625 Sharp Point Drive Fort Collins CO 80525		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2010-12-13	1,219	$13.00	61,558	No	4	S	Direct
Common Stock	Disposition	2010-12-14	4,703	$13.00	56,855	No	4	S	Direct
Common Stock	Disposition	2010-12-14	1,147	$0.00	55,708	No	4	G	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	G	Direct

Footnotes

Shares held in the Richard P Beck Trust u/a dated July 19, 2000. Mr. Beck entered into a 10b5-1 for the purposes of gifting shares to The Polar Bears International. As of reporting date, a total of 4,078 shares were gifted. 5922 shares remain of the original 10,000 shares in the Plan. on 12/13/2010, 1,219 shares were sold at $13.00 per share and on 12/14/2010 4,703 shares were sold at $13.00 per share.
12/14/2010 Mr. Beck gifted 1,147 shares to The Polar Bears International with a priincipal amount of the gift totaling $15,119.32. These shares were outside the 10b5-1 plan listed in Footnote 1.
Mr. Beck has been granted a total of 36,000 RSUs in five grants: (A) 2,000 RSUs granted on May 24, 2006; (B) 16,000 RSUs granted on May 2, 2007; (C) 6,000 RSUs granted on May 7, 2008; (D) 6,000 RSUs granted on May 6, 2009; (E) 6,000 RSUs granted on May 4, 2010. Each grant vest annually in four equal installments beginning one year from grant date. As of this filing, 18,500 restricted stock units are vested and held as well as 19,708 shares held in street name.