Filing Details
- Accession Number:
- 0001179110-10-017585
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-15 17:43:57
- Reporting Period:
- 2010-12-13
- Filing Date:
- 2010-12-15
- Accepted Time:
- 2010-12-15 17:43:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1235468 | Liquidity Services Inc | LQDT | Services-Business Services, Nec (7389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1352659 | M James Rallo | C/O Liquidity Services, Inc. 1920 L Street, N.w., 6Th Floor Washington DC 20036 | Cfo, Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-12-13 | 9,055 | $15.50 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | $12.89 | 2016-03-30 | 16,876 | 16,876 | Direct | |
Common Stock | Employee Stock Option | $10.93 | 2017-10-01 | 70,000 | 70,000 | Direct | |
Common Stock | Employee Stock Option | $7.48 | 2018-10-01 | 84,000 | 84,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-03-30 | 16,876 | 16,876 | Direct |
2017-10-01 | 70,000 | 70,000 | Direct |
2018-10-01 | 84,000 | 84,000 | Direct |
Footnotes
- These options became fully vested on March 30, 2010.
- Twenty-five percent of this option grant vested on October 1, 2008 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
- Twenty percent of this option grant vested on October 1, 2009 and thereafter 1/60th of the option grant will vest each month for forty-eight months.