Filing Details

Accession Number:
0001179110-10-017585
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-15 17:43:57
Reporting Period:
2010-12-13
Filing Date:
2010-12-15
Accepted Time:
2010-12-15 17:43:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1235468 Liquidity Services Inc LQDT Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1352659 M James Rallo C/O Liquidity Services, Inc.
1920 L Street, N.w., 6Th Floor
Washington DC 20036
Cfo, Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-12-13 9,055 $15.50 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option $12.89 2016-03-30 16,876 16,876 Direct
Common Stock Employee Stock Option $10.93 2017-10-01 70,000 70,000 Direct
Common Stock Employee Stock Option $7.48 2018-10-01 84,000 84,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-03-30 16,876 16,876 Direct
2017-10-01 70,000 70,000 Direct
2018-10-01 84,000 84,000 Direct
Footnotes
  1. These options became fully vested on March 30, 2010.
  2. Twenty-five percent of this option grant vested on October 1, 2008 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
  3. Twenty percent of this option grant vested on October 1, 2009 and thereafter 1/60th of the option grant will vest each month for forty-eight months.