Filing Details

Accession Number:
0001208774-10-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-15 17:27:36
Reporting Period:
2010-12-13
Filing Date:
2010-12-15
Accepted Time:
2010-12-15 17:27:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
739878 Kid Brands Inc KID Miscellaneous Manufacturing Industries (3990) 221815337
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1208774 C David Sabin C/O Kids Line, Llc
400 South Hope Street, 6Th Floor
Los Angeles CA 90071
President - Kids Line/Cocalo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.10 Stated Value Per Share Acquisiton 2010-12-13 50,000 $4.68 75,000 No 4 M Direct
Common Stock, $0.10 Stated Value Per Share Disposition 2010-12-14 11,781 $9.16 63,219 No 4 D Direct
Common Stock, $0.10 Stated Value Per Share Disposition 2010-12-14 25,547 $9.16 37,672 No 4 D Direct
Common Stock, $0.10 Stated Value Per Share Disposition 2010-12-14 12,672 $9.30 25,000 No 4 S Direct
Common Stock, $0.10 Stated Value Per Share Disposition 2010-12-14 5,000 $9.30 20,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 D Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2010-12-13 50,000 $0.00 50,000 $4.68
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
100,000 2010-12-11 2019-12-11 No 4 M Direct
Footnotes
  1. Includes 25,000 restricted stock units granted on December 11, 2009 pursuant to the Issuer's Equity Incentive Plan ("EIP"), which vest ratably over a 5-year period commencing 12/11/10.
  2. Part of the exercised stock appreciation rights set forth in Table II were settled in cash in the amount of $107,920, representing a deemed sale of 11,781 shares at a per share price of $9.16 (in accordance with the terms of the EIP and the relevant award agreement).
  3. The remainder of the exercised stock appreciation rights set forth in Table II were settled in stock, representing a deemed sale to the Issuer of the number of shares shown at a per share price of $9.16 (in accordance with the terms of the EIP and the relevant award agreement).
  4. Represents restricted stock units granted on 12/1//09 pursuant to the EIP, which vest ratably over a 5-year period commencing 12/11/10 (5,000 of which were settled in stock on 12/11/10 in accordance with the terms of the EIP and the relevant award agreement.
  5. Represents the exercise of 50,000 vested stock appreciation rights granted under the EIP, partially for cash and partially for stock, as explained in footnotes 2 and 3 above.
  6. Represents 100,000 stock appreciation rights granted on December 11, 2009 pursuant to the EIP, which vest ratably over a 3-year period commencing 12/1//10.