Filing Details
- Accession Number:
- 0001208774-10-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-15 17:27:36
- Reporting Period:
- 2010-12-13
- Filing Date:
- 2010-12-15
- Accepted Time:
- 2010-12-15 17:27:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
739878 | Kid Brands Inc | KID | Miscellaneous Manufacturing Industries (3990) | 221815337 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1208774 | C David Sabin | C/O Kids Line, Llc 400 South Hope Street, 6Th Floor Los Angeles CA 90071 | President - Kids Line/Cocalo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.10 Stated Value Per Share | Acquisiton | 2010-12-13 | 50,000 | $4.68 | 75,000 | No | 4 | M | Direct | |
Common Stock, $0.10 Stated Value Per Share | Disposition | 2010-12-14 | 11,781 | $9.16 | 63,219 | No | 4 | D | Direct | |
Common Stock, $0.10 Stated Value Per Share | Disposition | 2010-12-14 | 25,547 | $9.16 | 37,672 | No | 4 | D | Direct | |
Common Stock, $0.10 Stated Value Per Share | Disposition | 2010-12-14 | 12,672 | $9.30 | 25,000 | No | 4 | S | Direct | |
Common Stock, $0.10 Stated Value Per Share | Disposition | 2010-12-14 | 5,000 | $9.30 | 20,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | Disposition | 2010-12-13 | 50,000 | $0.00 | 50,000 | $4.68 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
100,000 | 2010-12-11 | 2019-12-11 | No | 4 | M | Direct |
Footnotes
- Includes 25,000 restricted stock units granted on December 11, 2009 pursuant to the Issuer's Equity Incentive Plan ("EIP"), which vest ratably over a 5-year period commencing 12/11/10.
- Part of the exercised stock appreciation rights set forth in Table II were settled in cash in the amount of $107,920, representing a deemed sale of 11,781 shares at a per share price of $9.16 (in accordance with the terms of the EIP and the relevant award agreement).
- The remainder of the exercised stock appreciation rights set forth in Table II were settled in stock, representing a deemed sale to the Issuer of the number of shares shown at a per share price of $9.16 (in accordance with the terms of the EIP and the relevant award agreement).
- Represents restricted stock units granted on 12/1//09 pursuant to the EIP, which vest ratably over a 5-year period commencing 12/11/10 (5,000 of which were settled in stock on 12/11/10 in accordance with the terms of the EIP and the relevant award agreement.
- Represents the exercise of 50,000 vested stock appreciation rights granted under the EIP, partially for cash and partially for stock, as explained in footnotes 2 and 3 above.
- Represents 100,000 stock appreciation rights granted on December 11, 2009 pursuant to the EIP, which vest ratably over a 3-year period commencing 12/1//10.