Filing Details
- Accession Number:
- 0001209191-10-060705
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-15 17:26:21
- Reporting Period:
- 2010-12-13
- Filing Date:
- 2010-12-15
- Accepted Time:
- 2010-12-15 17:26:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 731766 | Unitedhealth Group Inc | UNH | Hospital & Medical Service Plans (6324) | 411321939 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1180162 | J Stephen Hemsley | C/O Unitedhealth Group 9900 Bren Road East Minnetonka MN 55343 | President & Chief Exec Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-13 | 450,400 | $18.05 | 3,103,155 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-13 | 450,400 | $37.03 | 2,652,755 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-12-14 | 746,165 | $18.05 | 3,398,920 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-14 | 746,165 | $36.73 | 2,652,755 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-12-15 | 3,435 | $18.05 | 2,656,190 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-15 | 3,435 | $36.19 | 2,652,755 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-14 | 1,122 | $0.00 | 2,651,633 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified stock option (right to buy) | Disposition | 2010-12-13 | 450,400 | $0.00 | 450,400 | $18.05 |
| Common Stock | Non-qualified stock option (right to buy) | Disposition | 2010-12-14 | 746,165 | $0.00 | 746,165 | $18.05 |
| Common Stock | Non-qualified stock option (right to buy) | Disposition | 2010-12-15 | 3,435 | $0.00 | 3,435 | $18.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 749,600 | 2011-01-17 | No | 4 | M | Direct | |
| 3,435 | 2011-01-17 | No | 4 | M | Direct | |
| 0 | 2011-01-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 282 | Indirect | by 401(k) |
Footnotes
- Includes shares and dividend shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.
- This transaction was executed in multiple trades ranging from $37.00 to $37.198 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades ranging from $36.50 to $37.075 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- Represents the cancellation of shares for the payment of a FICA tax liability.
- The stock options vested at a rate of 25% annually on January 17 from the years 2002 through 2005.
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