Filing Details

Accession Number:
0001127602-10-030768
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-15 16:58:16
Reporting Period:
2010-12-13
Filing Date:
2010-12-15
Accepted Time:
2010-12-15 16:58:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1305014 Ashland Inc. ASH Wholesale-Chemicals & Allied Products (5160) 200865835
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1166068 J Samuel Mitchell 3499 Blazer Parkway
Lexington KY 40509
Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-13 10,000 $32.28 12,101 No 4 M Direct
Common Stock Acquisiton 2010-12-13 9,375 $23.87 21,476 No 4 M Direct
Common Stock Disposition 2010-12-13 19,375 $51.82 2,101 No 4 S Direct
Common Stock Acquisiton 2010-12-13 10,000 $10.72 12,101 No 4 M Direct
Common Stock Disposition 2010-12-13 4,860 $51.86 7,241 No 4 D Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 D Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2010-12-13 10,000 $0.00 10,000 $32.28
Common Stock Stock Options (Right to Buy) Disposition 2010-12-13 9,375 $0.00 9,375 $23.87
Common Stock Stock Appreciation Right Disposition 2010-12-13 10,000 $0.00 10,000 $10.72
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2003-01-30 2012-02-29 No 4 M Direct
0 2004-09-18 2013-10-18 No 4 M Direct
20,000 2009-11-20 2018-12-20 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,788 Indirect 401(k)
Footnotes
  1. The disposition of the 4,860 shares reflects the cost of exercising the 10,000 Stock Appreciation Rights at the exercise price and includes taxes withheld for the transaction.
  2. Based on Employee Savings Plan information as of 12-13-10, the latest date for which such information is reasonably available.
  3. Employee stock option (represents a right to buy Ashland Common Stock) granted pursuant to Ashland's Amended and Restated Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year. The employee stock option includes a tax withholding feature pursuant to the plan.
  4. Stock Appreciation Right granted pursuant to the 2006 Ashland Inc. Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year.