Filing Details
- Accession Number:
- 0001127602-10-030768
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-15 16:58:16
- Reporting Period:
- 2010-12-13
- Filing Date:
- 2010-12-15
- Accepted Time:
- 2010-12-15 16:58:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1305014 | Ashland Inc. | ASH | Wholesale-Chemicals & Allied Products (5160) | 200865835 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1166068 | J Samuel Mitchell | 3499 Blazer Parkway Lexington KY 40509 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-13 | 10,000 | $32.28 | 12,101 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-12-13 | 9,375 | $23.87 | 21,476 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-13 | 19,375 | $51.82 | 2,101 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-12-13 | 10,000 | $10.72 | 12,101 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-13 | 4,860 | $51.86 | 7,241 | No | 4 | D | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2010-12-13 | 10,000 | $0.00 | 10,000 | $32.28 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2010-12-13 | 9,375 | $0.00 | 9,375 | $23.87 |
Common Stock | Stock Appreciation Right | Disposition | 2010-12-13 | 10,000 | $0.00 | 10,000 | $10.72 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2003-01-30 | 2012-02-29 | No | 4 | M | Direct |
0 | 2004-09-18 | 2013-10-18 | No | 4 | M | Direct |
20,000 | 2009-11-20 | 2018-12-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,788 | Indirect | 401(k) |
Footnotes
- The disposition of the 4,860 shares reflects the cost of exercising the 10,000 Stock Appreciation Rights at the exercise price and includes taxes withheld for the transaction.
- Based on Employee Savings Plan information as of 12-13-10, the latest date for which such information is reasonably available.
- Employee stock option (represents a right to buy Ashland Common Stock) granted pursuant to Ashland's Amended and Restated Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year. The employee stock option includes a tax withholding feature pursuant to the plan.
- Stock Appreciation Right granted pursuant to the 2006 Ashland Inc. Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year.