Filing Details
- Accession Number:
- 0001186986-10-000004
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-12-15 16:01:23
- Reporting Period:
- 2010-12-14
- Filing Date:
- 2010-12-15
- Accepted Time:
- 2010-12-15 16:01:23
- Original Submission Date:
- 2010-12-14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1471265 | Northwest Bancshares Inc. | NWBI | National Commercial Banks (6021) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1186986 | L Richard Carr | 100 Liberty Street Warren PA 16365 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. | Acquisiton | 2010-12-14 | 15,000 | $4.35 | 96,731 | No | 4 | X | Direct | |
| Northwest Bancshares, Inc. | Disposition | 2010-12-15 | 1,900 | $11.34 | 94,831 | No | 4 | S | Direct | |
| Northwest Bancshares, Inc. | Disposition | 2010-12-15 | 3,300 | $11.33 | 91,531 | No | 4 | S | Direct | |
| Northwest Bancshares, Inc. | Disposition | 2010-12-15 | 9,800 | $11.32 | 81,731 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. | Option Plan (Right to Buy) | Disposition | 2010-12-14 | 15,000 | $4.35 | 22,500 | $4.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,500 | 2001-10-18 | 2011-10-17 | No | 4 | X | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Northwest Bancshares, Inc. | 12,069 | Indirect | IRA |
| Northwest Bancshares, Inc. | 2,639 | Indirect | Wife's IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. | Option Plan (Right to Buy) | $10.19 | 2006-01-19 | 2015-01-19 | 22,500 | 22,500 | Direct |
| Northwest Bancshares, Inc. | Option Plan (Right to Buy) | $9.79 | 2009-11-19 | 2018-11-19 | 6,750 | 6,750 | Direct |
| Northwest Bancshares, Inc. | Option Plan (Right to Buy) | $7.48 | 2010-02-18 | 2019-02-18 | 6,750 | 6,750 | Direct |
| Northwest Bancshares, Inc. | Option Plan (Right to Buy) | $11.49 | 2011-01-20 | 2020-01-20 | 6,000 | 6,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-01-19 | 22,500 | 22,500 | Direct |
| 2018-11-19 | 6,750 | 6,750 | Direct |
| 2019-02-18 | 6,750 | 6,750 | Direct |
| 2020-01-20 | 6,000 | 6,000 | Direct |
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