Filing Details
- Accession Number:
- 0001217406-10-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-15 14:37:46
- Reporting Period:
- 2010-12-13
- Filing Date:
- 2010-12-15
- Accepted Time:
- 2010-12-15 14:37:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 38067 | Forest City Enterprises Inc | FCEA/FCEB | Operators Of Nonresidential Buildings (6512) | 340863886 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1217406 | Stan Ross | 2029 Century Park East, Suite 1530 Los Angeles CA 90067 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2010-12-13 | 21,600 | $14.27 | 37,485 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2010-12-13 | 21,600 | $15.75 | 15,885 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common | 2001 Stock Option Grant (right to buy) | Disposition | 2010-12-13 | 21,600 | $0.00 | 21,600 | $14.27 |
| Class A Common | Phantom Stock Dividend Equivalent Rights | Acquisiton | 2010-12-14 | 396 | $15.80 | 11,986 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-03-08 | 2011-03-08 | No | 4 | M | Direct |
| 12,382 | 1988-08-08 | 1988-08-08 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 442 | Direct | |
| Class A Common Stock | 3,775 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common | 2003 Stock Option Grant (right to buy) | $15.50 | 2005-03-17 | 2013-03-17 | 21,600 | 21,600 | Direct |
| Class A Common | 2005 Stock Option Grant (right to buy) | $31.75 | 2007-04-06 | 2015-04-06 | 10,800 | 10,800 | Direct |
| Class A Common | 2006 Stock Option Grant (right to buy) | $46.37 | 2008-04-04 | 2016-04-04 | 10,800 | 10,800 | Direct |
| Class A Common | 2007 Stock Option Grant (right to buy) | $65.35 | 2009-03-29 | 2017-03-29 | 10,800 | 10,800 | Direct |
| Class A Common | 2008 Stock Option Grant (right to buy) | $37.68 | 2009-04-07 | 2018-04-07 | 5,319 | 5,319 | Direct |
| Class A Common | 2009 Stock Option Grant (right to buy) | $7.80 | 2010-04-21 | 2019-04-21 | 10,966 | 10,966 | Direct |
| Class A Common | 2010 Stock Option Grant (right to buy) | $15.89 | 2011-04-14 | 2020-04-14 | 2,001 | 2,001 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-03-17 | 21,600 | 21,600 | Direct |
| 2015-04-06 | 10,800 | 10,800 | Direct |
| 2016-04-04 | 10,800 | 10,800 | Direct |
| 2017-03-29 | 10,800 | 10,800 | Direct |
| 2018-04-07 | 5,319 | 5,319 | Direct |
| 2019-04-21 | 10,966 | 10,966 | Direct |
| 2020-04-14 | 2,001 | 2,001 | Direct |
Footnotes
- 2008 Restricted Stock Grant - 33.33% vest on 4/07/2009; 33.33% vest on 4/07/2010; and 33.33% vest on 4/07/2011.
- 2010 Restricted Stock Grant - 33.33% vest on 4/14/2011; 33.33% vest on 4/14/2012; and 33.33% vest on 4/14/2013.
- Shares are held in street account. The price $15.7487 represents a weighed average of sales prices ranging from $15.79 per share to $15.80 per share. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
- 2001 Stock Option Grant - 25% exercisable 3/8/2003; 25% exercisable 3/8/2004; and 50% exercisable 3/8/2005.
- 2003 Stock Option Grant - 25% exercisable 3/17/2005, 25% exercisable 3/17/2006, and 50% exercisable 3/17/2007.
- 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
- 2006 Stock Option Grant - 25% exercisable 4/04/2008; 25% exercisable 4/04/2009; and 50% exersicable 4/04/2010.
- 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
- 2008 Stock Option Grant - 33.33% exercisable 4/07/2009; 33.33% exercisable 4/07/2010; and 33.33% exercisable 4/07/2011.
- 2009 Stock Option Grant - 33.33% exercisable 4/21/2010; 33.33% exercisable 4/21/2011; and 33.33% exercisable 4/21/2012.
- 2010 Stock Option Grant - 33.33% exercisable 4/14/2011; 33.33% exercisable 4/14/2012; and 33.33% exercisable 4/14/2013.
- Phantom Stock - 1-for-1 - Deferred compensation plan contributions. Plan requires participants to make a annual defined election. Mr. Ross's current election is to contribute $6,250 after each quarterly board of director's meeting; updated to reflect current holdings.
- Exercisable at retirement, termination, death or disability.
- No present expiration date.
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