Filing Details
- Accession Number:
- 0001019687-10-004429
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-15 12:34:47
- Reporting Period:
- 2010-12-02
- Filing Date:
- 2010-12-15
- Accepted Time:
- 2010-12-15 12:34:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 924168 | Energy Focus Inc | EFOI | Electric Lighting & Wiring Equipment (3640) | 943021850 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1391795 | David Gelbaum | 1835 Newport Blvd. A109-Pmb 467 Costa Mesa CA 92627 | No | No | Yes | No | |
| 1403417 | Chavez Monica Gelbaum | 1835 Newport Blvd. A109-Pmb 467 Costa Mesa CA 92627 | No | No | Yes | No | |
| 1403463 | Trust Quercus | 1835 Newport Blvd. A109-Pmb 467 Costa Mesa CA 92627 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-12-02 | 10,000 | $1.01 | 5,505,480 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-10 | 22,600 | $1.00 | 5,482,880 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-13 | 10,000 | $1.01 | 5,472,880 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-14 | 5,000 | $1.01 | 5,467,880 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Billionaire Hedge Funds
