Filing Details

Accession Number:
0000895813-10-000185
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-15 12:15:26
Reporting Period:
2010-12-14
Filing Date:
2010-12-15
Accepted Time:
2010-12-15 12:15:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
73124 Northern Trust Corp NTRS State Commercial Banks (6022) 362723087
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1223690 H Frederick Waddell
50 S. La Salle Street
Chicago IL 60603
Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-14 2,461 $53.67 65,818 No 4 M Indirect By Trust
Common Stock Disposition 2010-12-14 2,461 $55.00 63,357 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By Trust
No 4 S Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right-to-buy) Disposition 2010-12-14 2,461 $0.00 2,461 $53.67
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-02-19 2012-02-19 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 184,905 Direct
Common Stock 120 Direct
Common Stock 10,940 Indirect By Spouse
Common Stock 40,000 Indirect GRAT
Common Stock 30,194 Indirect 401(k)
Footnotes
  1. These transactions were made pursuant to a written plan adopted in accordance with SEC Rule 10b5-1.
  2. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
  3. as of 9-30-10