Filing Details
- Accession Number:
- 0001181431-10-061755
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-14 20:18:39
- Reporting Period:
- 2010-12-10
- Filing Date:
- 2010-12-14
- Accepted Time:
- 2010-12-14 20:18:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1144354 | Heartland Payment Systems Inc | HPY | Services-Business Services, Nec (7389) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1331595 | O Robert Carr | C/O Heartland Payment Systems, Inc. 90 Nassau Street Princeton NJ 08542 | Chairman Of The Board And Ceo | Yes | Yes | No | No |
| 1332033 | Jill Carr | C/O Heartland Payment Systems, Inc. 90 Nassau Street Princeton NJ 08542 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Acquisiton | 2010-12-10 | 3,037 | $8.88 | 3,037 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2010-12-10 | 3,037 | $16.47 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2010-12-10 | 3,037 | $0.00 | 3,037 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2010-12-10 | 220,000 | $0.00 | 220,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 348,750 | 2010-05-11 | 2014-05-11 | No | 4 | M | Direct |
| 220,000 | No | 4 | A | Direct |
Footnotes
- This Form 4 is filed in connection with a joint/group filing consisting of Mr. Carr and Jill Carr, Mr. Carr's wife. Mrs. Carr's address is c/o Heartland Payment Systems, Inc., 90 Nassau Street, Princeton, NJ 08542. Mr. and Mrs. Carr's indirect beneficial ownership consists of 400,000 shares of Company's common stock held by The Robert O. Carr 2001 Charitable Remainder Unitrust and 201,391 shares held by The Robert O. Carr 2000 Irrevocable Trust for Emily Carr. The reporting persons disclaim beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting persons are the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- This price is the weighted average price of the 3,037 shares sold. The prices actually paid for the shares of the Company's Common Stock sold ranged from $16.4675 to $16.51. The reporting person will provide to the issuer, any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.
- The award was granted under Heartland Payment System, Inc.'s (the "Company") 2008 Equity Incentive Plan.
- Each restricted stock unit represents a contingent right to receive one share of Common Stock.
- The restricted stock units vest in four equal annual installments beginning December 10, 2011. Vested shares will be delivered to the reporting person as soon as administratively practicable following the vesting of the restricted stock unit.
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