Filing Details
- Accession Number:
- 0001209191-10-060420
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-14 19:43:45
- Reporting Period:
- 2010-12-10
- Filing Date:
- 2010-12-14
- Accepted Time:
- 2010-12-14 19:43:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173431 | Td Ameritrade Holding Corp | AMTD | Security Brokers, Dealers & Flotation Companies (6211) | 820543156 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1053120 | Joe J Ricketts | C/O Hugo Llc, 1395 S. Platte River Drive Denver CO 80223 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-12-10 | 197,800 | $18.50 | 53,704,064 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-13 | 2,525 | $18.58 | 53,701,539 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 14,441,835 | Indirect | By Spouse |
Footnotes
- Reflects the aggregate amount of shares sold by Mr. Ricketts on December 10, 2010 under a written trading plan adopted pursuant to Rule 10b5-1.
- Reflects the weighted average sale price per share for Mr. Ricketts' transactions on December 10, 2010. The price per share for such transactions ranged from $18.50 to $18.51. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
- Reflects the aggregate amount of shares sold by Mr. Ricketts on December 13, 2010 under a written trading plan adopted pursuant to Rule 10b5-1.
- Reflects the weighted average sale price per share for Mr. Ricketts' transactions on December 13, 2010. The price per share for such transactions ranged from $18.56 to $18.59. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
Billionaire Hedge Funds
