Filing Details

Accession Number:
0001209191-10-060358
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-14 18:20:46
Reporting Period:
2010-12-10
Filing Date:
2010-12-14
Accepted Time:
2010-12-14 18:20:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1326973 Smart Modular Technologies (Wwh) Inc. SMOD Semiconductors & Related Devices (3674) 202509518
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1227348 Barry Zwarenstein C/O: Smart Modular Technologies,
39870 Eureka Dr.
Newark CA 94560
Svp/Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-10 10,000 $3.00 152,500 No 4 M Direct
Common Stock Disposition 2010-12-10 10,000 $6.60 142,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2010-12-10 10,000 $0.00 10,000 $3.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
180,000 2018-09-21 No 4 M Direct
Footnotes
  1. Also referred to as ordinary shares
  2. The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 30, 2010
  3. The option became 1/4 exercisable on September 22, 2009 and thereafter vests in equal monthly installments over three years