Filing Details
- Accession Number:
- 0001140361-10-049594
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-14 17:56:48
- Reporting Period:
- 2010-12-14
- Filing Date:
- 2010-12-14
- Accepted Time:
- 2010-12-14 17:56:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1382230 | Essa Bancorp Inc. | ESSA | Savings Institutions, Not Federally Chartered (6036) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392628 | S Gary Olson | 200 Palmer Street Stroudsburg PA 18360 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-12-14 | 39 | $13.11 | 118,885 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-14 | 18 | $13.09 | 118,867 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-14 | 300 | $13.08 | 118,567 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-14 | 100 | $13.05 | 118,467 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-14 | 200 | $13.02 | 118,267 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-14 | 100 | $13.01 | 118,167 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-14 | 200 | $12.91 | 117,967 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-14 | 100 | $12.85 | 117,867 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-14 | 300 | $12.67 | 117,567 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-14 | 2,200 | $12.66 | 115,367 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-14 | 1,000 | $12.65 | 114,367 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-14 | 850 | $12.64 | 113,517 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-14 | 300 | $12.62 | 113,217 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-14 | 5,993 | $12.61 | 107,224 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-14 | 300 | $12.55 | 106,924 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 35,815 | Indirect | By 401(k) |
| Common Stock | 130 | Indirect | By Spouse's IRA 1 |
| Common Stock | 136 | Indirect | By Spouse's IRA 2 |
| Common Stock | 4,444 | Indirect | By ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $12.35 | 2009-05-23 | 2018-05-23 | 360,844 | 360,844 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-05-23 | 360,844 | 360,844 | Direct |
Footnotes
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- Includes shares of restricted stock that vest at a rate of 20% per year commencing on May 23, 2009.
- Reflects stock options that vest at a rate of 20% per year commencing on May 23, 2009.
Billionaire Hedge Funds
