Filing Details
- Accession Number:
- 0001480248-10-000146
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-12-14 17:19:10
- Reporting Period:
- 2010-12-12
- Filing Date:
- 2010-12-14
- Accepted Time:
- 2010-12-14 17:19:10
- Original Submission Date:
- 2010-12-14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1394954 | Gt Solar International Inc. | SOLR | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1437637 | W David Keck | Gt Solar International, Inc. 243 Daniel Webster Highway Merrimack NH 03054 | Vice President Gm Polysilicon | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Acquisiton | 2010-12-12 | 26,250 | $0.00 | 49,893 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 | Disposition | 2010-12-12 | 8,754 | $9.10 | 41,139 | No | 4 | F | Direct | |
Common Stock, Par Value $.01 | Acquisiton | 2010-12-13 | 6,282 | $5.64 | 47,421 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 | Acquisiton | 2010-12-13 | 12,901 | $4.81 | 60,322 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 | Disposition | 2010-12-13 | 31,005 | $9.43 | 29,317 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Restricted Stock Unit | Disposition | 2010-12-12 | 26,250 | $0.00 | 26,250 | $0.00 |
Common Stock, Par Value $.01 | Stock Option | Disposition | 2010-12-13 | 6,282 | $0.00 | 6,282 | $5.64 |
Common Stock, Par Value $.01 | Stock Option | Disposition | 2010-12-13 | 12,901 | $0.00 | 12,901 | $4.81 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
52,500 | No | 4 | M | Direct | ||
94,222 | 2017-12-21 | No | 4 | M | Direct | |
69,664 | 2019-09-01 | No | 4 | M | Direct |
Footnotes
- These shares were withheld to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units on December 12, 2010.
- The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $9.39 to $9.43. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Each restricted stock unit represents the right to receive one share of common stock of GT Solar International, Inc.
- The restricted stock units vest in four equal installments beginning December 12, 2010. Shares of common stock are delivered to the reporting person on vesting.
- Of these options, one fourth vested on December 21, 2008, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to December 2008.
- Of these options, one fourth vested on September 1, 2010, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to September 2010.