Filing Details
- Accession Number:
- 0001140361-10-049564
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-14 16:49:09
- Reporting Period:
- 2010-12-13
- Filing Date:
- 2010-12-14
- Accepted Time:
- 2010-12-14 16:49:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
893538 | Sm Energy Co | SM | Crude Petroleum & Natural Gas (1311) | 410518430 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1442846 | J. Kenneth Knott | 1775 Sherman Street Suite 1200 Denver CO 80203 | Vp- Bus Dev & Land & Ass Sec | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock: $.01 Par Value | Acquisiton | 2010-12-13 | 2,364 | $12.66 | 12,413 | No | 4 | M | Direct | |
Common Stock: $.01 Par Value | Disposition | 2010-12-13 | 2,364 | $55.00 | 10,049 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock: $.01 Par Value | Stock Option (Right-To-Buy) | Disposition | 2010-12-13 | 2,364 | $0.00 | 2,364 | $12.66 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-09-30 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was affected pursuant to a Rule 10b5-1 Sales Plan adopted by Kenneth Knott on June 15, 2010.
- The stock option (right-to-buy) vested in four equal annual installments beginning on September 30, 2003.