Filing Details
- Accession Number:
- 0001209191-10-060267
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-14 16:45:36
- Reporting Period:
- 2010-12-10
- Filing Date:
- 2010-12-14
- Accepted Time:
- 2010-12-14 16:45:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1064728 | Peabody Energy Corp | BTU | Bituminous Coal & Lignite Surface Mining (1221) | 134004153 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1213886 | A Richard Navarre | 701 Market Street St. Louis MO 63101-1826 | Pres & Chief Comm. Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-10 | 65,025 | $39.81 | 86,777 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-12-10 | 37,693 | $34.96 | 124,470 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-12-10 | 25,751 | $26.84 | 150,221 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-10 | 17,500 | $60.98 | 132,721 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-10 | 110,969 | $61.47 | 21,752 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-12-10 | 65,025 | $0.00 | 65,025 | $39.81 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-12-10 | 37,693 | $0.00 | 37,693 | $34.96 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-12-10 | 25,751 | $0.00 | 25,751 | $26.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-01-03 | 2016-01-03 | No | 4 | M | Direct |
| 0 | 2017-01-03 | No | 4 | M | Direct | |
| 51,501 | 2010-01-05 | 2019-01-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 120,900 | Indirect | By Family Trust |
Footnotes
- This exercise/sale was effected pursuant to a pre-existing Rule 10b5-1 trading plan adopted by the reporting person.
- This represents the weighted average sale price for the shares. The shares were sold in multiple transactions at prices ranging from $60.88 to $61.08 per share, inclusive. The reporting person will provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This represents the weighted average sale price for the shares. The shares were sold in multiple transactions at prices ranging from $61.09 to $62.08 per share, inclusive. The reporting person will provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Not applicable.
- Does not include employee stock options with different expiration dates and exercise prices.
- 18,846 options vested on January 3, 2009 and 18,847 options vested on January 3, 2010.
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