Filing Details
- Accession Number:
- 0001181431-10-061567
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-14 16:36:38
- Reporting Period:
- 2010-12-10
- Filing Date:
- 2010-12-14
- Accepted Time:
- 2010-12-14 16:36:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
892986 | Warren Resources Inc | WRES | Crude Petroleum & Natural Gas (1311) | 113024080 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187852 | E David Fleming | 1114 Avenue Of The Americas 34Th Floor New York NY 10036 | Secretary & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-10 | 7,306 | $4.57 | 7,307 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-10 | 2,298 | $4.57 | 5,008 | No | 4 | F | Direct | |
Common Stock | Disposition | 2010-12-14 | 5,008 | $4.52 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2010-12-10 | 7,306 | $0.00 | 7,306 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-12-10 | 2010-12-10 | No | 4 | M | Direct |
Footnotes
- On March 5, 2010, Reporting Person was issued restricted stock units (RSUs). Each RSU represents a contingent right to receive one (1) share of Warren Resources, Inc. common stock once vested. The RSUs granted on March 5, 2010 vest as follows: 1/4th on March 9, 2010; 1/4th on June 10, 2010; 1/4th on on September 10, 2010; and 1/4th on December 10, 2010.
- Restricted Stock vested through net settlement with the Company pursuant to which the Company withheld the number of shares necessary to cover Reporting Person's minimum tax withholding.