Filing Details
- Accession Number:
- 0001044321-10-000208
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-14 16:06:59
- Reporting Period:
- 2010-12-10
- Filing Date:
- 2010-12-14
- Accepted Time:
- 2010-12-14 16:06:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1024520 | World Heart Corp | WHRT | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1044321 | M David Greenhouse & W Austin Marxe | C/O Special Situations Funds 527 Madison Avenue, Suite 2600 New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-10 | 442,863 | $1.98 | 6,753,443 | No | 4 | P | Indirect | By Limited Partnerships |
Common Stock | Acquisiton | 2010-12-13 | 12,289 | $1.98 | 6,765,732 | No | 4 | P | Indirect | By Limited Partnerships |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Limited Partnerships |
No | 4 | P | Indirect | By Limited Partnerships |
Footnotes
- This is a weighted average price.
- This is a joint filing by Austin W. Marxe (Marxe) and David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, L.P (QP), Special Situations Cayman Fund, L.P. (Cayman), Special Situations Private Equity Fund, LP (PE) and Special Situations Life Sciences Fund, L.P. (LS). 2,178,712 shares of Common Stock are owned by QP, 790,719 shares of CS are owned by Cayman, 790,718 shares of CS are owned by PE and 1,678,249 shares of CS are owned by LS. Marxe individually owns 1,015,286 shares of CS and Greenhouse individually owns 312,048 shares of CS. The interest of Marxe and Greenhouse in the shares of Common Stock owned by QP, Cayman, PE, LS, Marxe and Greenhouse are limited to the extent of his pecuniary interest.