Filing Details

Accession Number:
0001480248-10-000137
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-14 15:47:07
Reporting Period:
2010-12-12
Filing Date:
2010-12-14
Accepted Time:
2010-12-14 15:47:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1394954 Gt Solar International Inc. SOLR Semiconductors & Related Devices (3674) 030606749
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1437637 W David Keck Gt Solar International, Inc.
243 Daniel Webster Highway
Merrimack NH 03054
Vice President Gm Polysilicon No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $01 Acquisiton 2010-12-12 26,250 $0.00 49,893 No 4 M Direct
Common Stock, Par Value $.01 Disposition 2010-12-12 8,754 $9.10 41,139 No 4 F Direct
Common Stock, Par Value $.01 Acquisiton 2010-12-13 6,282 $5.64 47,421 No 4 M Direct
Common Stock, Par Value $.01 Acquisiton 2010-12-13 12,901 $4.81 60,322 No 4 M Direct
Common Stock, Par Value $.01 Disposition 2010-12-13 31,005 $9.10 29,317 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.01 Restricted Stock Unit Disposition 2010-12-12 26,250 $0.00 26,250 $0.00
Common Stock, Par Value $.01 Stock Option Disposition 2010-12-13 6,282 $0.00 6,282 $5.64
Common Stock, Par Value $.01 Stock Option Disposition 2010-12-13 12,901 $0.00 12,901 $4.81
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
52,500 No 4 M Direct
94,222 2017-12-21 No 4 M Direct
69,664 2019-09-01 No 4 M Direct
Footnotes
  1. These shares were withheld to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units on December 12, 2010.
  2. The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $9.39 to $9.43. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Each restricted stock unit represents the right to receive one share of common stock of GT Solar International, Inc.
  4. The restricted stock units vest in four equal installments beginning December 12, 2010. Shares of common stock are delivered to the reporting person on vesting.
  5. Of these options, one fourth vested on December 21, 2008, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to December 2008.
  6. Of these options, one fourth vested on September 1, 2010, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to September 2010.