Filing Details
- Accession Number:
- 0001181431-10-061402
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-12-14 12:00:46
- Reporting Period:
- 2010-12-09
- Filing Date:
- 2010-12-14
- Accepted Time:
- 2010-12-14 12:00:46
- Original Submission Date:
- 2010-12-10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 708781 | Cass Information Systems Inc | CASS | Services-Business Services, Nec (7389) | 431265338 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1220392 | M Harry Murray | 13001 Hollenberg Drive Bridgeton MO 63044 | Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-09 | 3,473 | $28.41 | 37,854 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-09 | 2,500 | $39.47 | 35,354 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2010-12-09 | 315 | $39.47 | 35,039 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2010-12-09 | 1,200 | $39.36 | 33,839 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2010-12-09 | 3,473 | $0.00 | 3,473 | $28.41 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,948 | 2009-01-22 | 2018-01-22 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | $25.77 | 2010-01-20 | 2019-01-20 | 8,294 | 8,294 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $14.45 | 2010-01-03 | 2012-01-02 | 125 | 125 | Direct |
| Common Stock | Employee Stock Option (right to buy) | $20.67 | 2010-01-03 | 2013-01-02 | 680 | 680 | Direct |
| Common Stock | Stock Appreciation Rights | $30.16 | 2011-01-26 | 2020-01-26 | 2,062 | 2,062 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-01-20 | 8,294 | 8,294 | Direct |
| 2012-01-02 | 125 | 125 | Direct |
| 2013-01-02 | 680 | 680 | Direct |
| 2020-01-26 | 2,062 | 2,062 | Direct |
Footnotes
- Amount initially reported in error at $37.47. Correct price was $39.47.
- Includes restricted stock subject to vesting and forfeiture.
- Over a three-year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant.
Billionaire Hedge Funds
