Filing Details
- Accession Number:
- 0001140361-10-049436
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-14 11:11:44
- Reporting Period:
- 2010-12-03
- Filing Date:
- 2010-12-14
- Accepted Time:
- 2010-12-14 11:11:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1382230 | Essa Bancorp Inc. | ESSA | Savings Institutions, Not Federally Chartered (6036) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392627 | E John Burrus | 200 Palmer Street Stroudsburg PA 18360 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-12-03 | 11 | $12.84 | 20,320 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-03 | 1 | $12.83 | 20,319 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-03 | 2 | $12.82 | 20,317 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-03 | 786 | $12.81 | 19,531 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-03 | 450 | $12.80 | 19,081 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 60 | Indirect | As custodian for grandchild 1 |
| Common Stock | 60 | Indirect | As custodian for grandchild 2 |
| Common Stock | 60 | Indirect | As custodian for grandchild 3 |
| Common Stock | 5,580 | Indirect | By IRA |
| Common Stock | 3,540 | Indirect | By spouse's IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $12.35 | 2009-05-23 | 2018-05-23 | 54,127 | 54,127 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-05-23 | 54,127 | 54,127 | Direct |
Footnotes
- Includes shares of restricted stock that vest at a rate of 20% per year commencing on May 23, 2009.
- Reflects stock options that vest at a rate of 20% per year commencing on May 23, 2009.
Billionaire Hedge Funds
