Filing Details
- Accession Number:
- 0001173879-10-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-13 18:36:24
- Reporting Period:
- 2010-12-10
- Filing Date:
- 2010-12-13
- Accepted Time:
- 2010-12-13 18:36:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 912463 | Guess Inc | GES | Women's, Misses', Children's & Infants' Undergarments (2340) | 953679695 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1173879 | Paul Marciano | C/O Guess?, Inc. 1444 South Alameda Street Los Angeles CA 90021 | Vice Chairman & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-10 | 115,400 | $18.10 | 162,050 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-10 | 115,400 | $47.51 | 46,650 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-12-10 | 115,400 | $0.00 | 115,400 | $18.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-03-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,997,394 | Indirect | by Paul Marciano Trust |
| Common Stock | 1,164,971 | Indirect | by MFH IV, LLC |
| Common Stock | 1,581,700 | Indirect | by NRG Capital Holdings II, LLC |
| Common Stock | 2,000,000 | Indirect | by G Financial Holdings, LLC |
Footnotes
- Shares are held by the Paul Marciano Trust dated 2/20/86, a revocable trust of which the reporting person is the sole trustee and sole beneficiary and has the exclusive pecuniary interest.
- Shares are held by Marciano Financial Holdings IV, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his minor children.
- Shares are held by NRG Capital Holdings II, LLC in accounts specifically allocated to trusts for the benefit of the reporting person and his minor children.
- Share are held by G Financial Holdings, LLC which is indirectly owned by the reporting person.
- This option vested in four equal installments on January 1, 2007, 2008, 2009 and 2010.
Billionaire Hedge Funds
