Filing Details
- Accession Number:
- 0001045567-10-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-13 17:11:46
- Reporting Period:
- 2010-12-09
- Filing Date:
- 2010-12-13
- Accepted Time:
- 2010-12-13 17:11:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1062231 | American Axle & Manufacturing Holdings Inc | AXL | Motor Vehicle Parts & Accessories (3714) | 383161171 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1045567 | E Richard Dauch | One Dauch Drive Detroit MI 48211-1198 | Co-Founder, Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-12-09 | 78,094 | $12.25 | 6,192,314 | No | 4 | S | Indirect | By Family Trusts |
| Common Stock | Disposition | 2010-12-09 | 8,780 | $12.26 | 6,183,534 | No | 4 | S | Indirect | By Family Trusts |
| Common Stock | Disposition | 2010-12-09 | 4,200 | $12.27 | 6,179,334 | No | 4 | S | Indirect | By Family Trusts |
| Common Stock | Disposition | 2010-12-09 | 7,200 | $12.28 | 6,172,134 | No | 4 | S | Indirect | By Family Trusts |
| Common Stock | Disposition | 2010-12-09 | 100 | $12.29 | 6,172,034 | No | 4 | S | Indirect | By Family Trusts |
| Common Stock | Disposition | 2010-12-09 | 26,570 | $12.30 | 6,145,464 | No | 4 | S | Indirect | By Family Trusts |
| Common Stock | Disposition | 2010-12-10 | 15,659 | $12.25 | 6,129,805 | No | 4 | S | Indirect | By Family Trusts |
| Common Stock | Disposition | 2010-12-13 | 129,844 | $12.50 | 5,999,961 | No | 4 | S | Indirect | By Family Trusts |
| Common Stock | Disposition | 2010-12-13 | 1,000 | $12.51 | 5,998,961 | No | 4 | S | Indirect | By Family Trusts |
| Common Stock | Disposition | 2010-12-13 | 800 | $12.52 | 5,998,161 | No | 4 | S | Indirect | By Family Trusts |
| Common Stock | Disposition | 2010-12-13 | 2,850 | $12.53 | 5,995,311 | No | 4 | S | Indirect | By Family Trusts |
| Common Stock | Disposition | 2010-12-13 | 50,000 | $12.55 | 5,945,311 | No | 4 | S | Indirect | By Family Trusts |
| Common Stock | Disposition | 2010-12-13 | 24,506 | $12.60 | 5,920,805 | No | 4 | S | Indirect | By Family Trusts |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Family Trusts |
| No | 4 | S | Indirect | By Family Trusts |
| No | 4 | S | Indirect | By Family Trusts |
| No | 4 | S | Indirect | By Family Trusts |
| No | 4 | S | Indirect | By Family Trusts |
| No | 4 | S | Indirect | By Family Trusts |
| No | 4 | S | Indirect | By Family Trusts |
| No | 4 | S | Indirect | By Family Trusts |
| No | 4 | S | Indirect | By Family Trusts |
| No | 4 | S | Indirect | By Family Trusts |
| No | 4 | S | Indirect | By Family Trusts |
| No | 4 | S | Indirect | By Family Trusts |
| No | 4 | S | Indirect | By Family Trusts |
Footnotes
- The sales reported in this Form 4 were efffected pursuant to a rule 10b5-1 trading plan adopted by the Sandra J. Dauch Gift Trust DTD May 25, 1998, Richard E. Dauch, Trustee, on March 10, 2010.
- Includes 49,500 shares previously reported as directly beneficially owned by the reporting person. These 49,500 shares were transferred to a grantor retained annuity trust on December 9, 2010.
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