Filing Details
- Accession Number:
- 0001181431-10-061170
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-13 16:53:09
- Reporting Period:
- 2010-12-10
- Filing Date:
- 2010-12-13
- Accepted Time:
- 2010-12-13 16:53:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1029744 | Sonic Foundry Inc | SOFO | Radio & Tv Broadcasting & Communications Equipment (3663) | 391783372 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1182096 | Monty Schmidt | Sonic Foundry, Inc. 222 W. Washington Avenue/Suite 775 Madison WI 53703 | Chief Technology Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-10 | 4,900 | $10.94 | 320,213 | No | 4 | A | Direct | |
Common Stock | Disposition | 2010-12-10 | 4,900 | $13.54 | 315,313 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2010-12-10 | 4,900 | $0.00 | 4,900 | $10.94 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
23,980 | 2010-12-20 | No | 4 | D | Direct |
Footnotes
- 1/3 exercisable 12/20/2001, 2002 and 2003
- N/A