Filing Details
- Accession Number:
- 0001144204-10-066085
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-13 16:18:33
- Reporting Period:
- 2010-12-09
- Filing Date:
- 2010-12-13
- Accepted Time:
- 2010-12-13 16:18:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1331301 | Smart Balance Inc. | SMBL | Food And Kindred Products (2000) | 202949397 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1347034 | B Stephen Hughes | C/O Smart Balance, Inc. 6106 Sunrise Ranch Drive Longmont CO 80503 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-09 | 2,000 | $3.86 | 831,586 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2010-12-09 | 1,000 | $3.86 | 101,000 | No | 4 | P | Indirect | By Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By Spouse |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 239,265 | Indirect | Trust |
| Common Stock | 3,000 | Indirect | By Son |
Footnotes
- Held in trust for Caroline Elise Hughes, John Trevelyn Hughes and Henry Thomas Hughes, adult family members not residing with Mr. Hughes. The reporting person disclaims beneficial ownership of these shares.
Billionaire Hedge Funds
