Filing Details
- Accession Number:
- 0001181431-10-061044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-13 15:23:44
- Reporting Period:
- 2010-12-06
- Filing Date:
- 2010-12-13
- Accepted Time:
- 2010-12-13 15:23:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
718937 | Staar Surgical Co | STAA | Ophthalmic Goods (3851) | 953797439 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1489053 | Isamu Kamijo | 1911 Walker Ave Monrovia CA 91016 | President, Staar Japan Inc. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-06 | 16,666 | $2.21 | 40,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-06 | 16,666 | $5.52 | 23,334 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Options | Disposition | 2010-12-06 | 16,666 | $0.00 | 16,666 | $2.21 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,334 | 2018-01-07 | No | 4 | M | Direct |
Footnotes
- Includes options to purchase 8,334 shares of common stock exercisable on or before February 6, 2011 and 5,000 shares of restricted stock subject to forfeiture prior to vesting on March 5, 2011.
- The options vest(ed) as follows: 8,333 shares on 1/8/2009, 8,333 shares on 1/8/2010 and 8,334 shares on 1/8/2011.