Filing Details
- Accession Number:
- 0001209191-10-059870
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-13 13:42:32
- Reporting Period:
- 2010-12-09
- Filing Date:
- 2010-12-13
- Accepted Time:
- 2010-12-13 13:42:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 722256 | Hudson Valley Holding Corp | HUVL | State Commercial Banks (6022) | 133148745 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191178 | T Vincent Palaia | C/O 21 Scarsdale Road Yonkers NY 10707 | Evp Of Huvl Operating Sub | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-12-09 | 1,000 | $21.64 | 102,805 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-09 | 1,000 | $21.64 | 101,805 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-09 | 1,000 | $21.75 | 100,805 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-10 | 1,000 | $22.00 | 99,805 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-10 | 1,000 | $21.65 | 98,805 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-10 | 1,525 | $22.25 | 97,280 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-12-10 | 10,381 | $0.00 | 107,661 | No | 5 | J | Direct | |
| Common Stock | Acquisiton | 2010-12-10 | 1,041 | $0.00 | 11,459 | No | 5 | J | Indirect | by spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 5 | J | Direct | |
| No | 5 | J | Indirect | by spouse |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2010-12-10 | 282 | $0.00 | 282 | $33.75 |
| Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2010-12-10 | 707 | $0.00 | 707 | $33.75 |
| Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2010-12-10 | 707 | $0.00 | 707 | $35.50 |
| Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2010-12-10 | 642 | $0.00 | 642 | $36.50 |
| Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2010-12-10 | 116 | $0.00 | 116 | $36.25 |
| Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2010-12-10 | 116 | $0.00 | 116 | $36.25 |
| Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2010-12-10 | 116 | $0.00 | 116 | $36.25 |
| Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2010-12-10 | 116 | $0.00 | 116 | $36.25 |
| Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2010-12-10 | 116 | $0.00 | 116 | $36.25 |
| Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2010-12-10 | 106 | $0.00 | 106 | $36.50 |
| Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2010-12-10 | 106 | $0.00 | 106 | $36.50 |
| Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2010-12-10 | 106 | $0.00 | 106 | $36.50 |
| Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2010-12-10 | 106 | $0.00 | 106 | $36.50 |
| Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2010-12-10 | 106 | $0.00 | 106 | $36.50 |
| Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2010-12-10 | 96 | $0.00 | 96 | $42.00 |
| Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2010-12-10 | 96 | $0.00 | 96 | $42.00 |
| Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2010-12-10 | 96 | $0.00 | 96 | $42.00 |
| Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2010-12-10 | 96 | $0.00 | 96 | $42.00 |
| Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2010-12-10 | 96 | $0.00 | 96 | $42.00 |
| Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2010-12-10 | 65 | $0.00 | 65 | $56.75 |
| Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2010-12-10 | 65 | $0.00 | 65 | $56.75 |
| Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2010-12-10 | 65 | $0.00 | 65 | $56.75 |
| Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2010-12-10 | 65 | $0.00 | 65 | $56.75 |
| Common Stock | Employee Stock Options (Right-to-Buy) | Acquisiton | 2010-12-10 | 65 | $0.00 | 65 | $56.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,109 | 2001-01-01 | 2011-01-01 | No | 5 | J | Direct |
| 7,778 | 2001-01-01 | 2011-01-01 | No | 5 | J | Direct |
| 7,778 | 2002-01-01 | 2012-01-01 | No | 5 | J | Direct |
| 7,071 | 2003-01-01 | 2013-01-01 | No | 5 | J | Direct |
| 1,282 | 2004-01-01 | 2014-01-01 | No | 5 | J | Direct |
| 1,282 | 2005-01-01 | 2014-01-01 | No | 5 | J | Direct |
| 1,282 | 2006-01-01 | 2014-01-01 | No | 5 | J | Direct |
| 1,282 | 2007-01-01 | 2014-01-01 | No | 5 | J | Direct |
| 1,282 | 2008-01-01 | 2014-01-01 | No | 5 | J | Direct |
| 1,166 | 2005-01-01 | 2015-01-01 | No | 5 | J | Direct |
| 1,166 | 2006-01-01 | 2015-01-01 | No | 5 | J | Direct |
| 1,166 | 2007-01-01 | 2015-01-01 | No | 5 | J | Direct |
| 1,166 | 2008-01-01 | 2015-01-01 | No | 5 | J | Direct |
| 1,166 | 2009-01-01 | 2015-01-01 | No | 5 | J | Direct |
| 1,060 | 2006-02-07 | 2016-02-07 | No | 5 | J | Direct |
| 1,060 | 2007-02-07 | 2016-02-07 | No | 5 | J | Direct |
| 1,060 | 2008-02-07 | 2016-02-07 | No | 5 | J | Direct |
| 1,060 | 2009-02-07 | 2016-02-07 | No | 5 | J | Direct |
| 1,060 | 2010-02-07 | 2016-02-07 | No | 5 | J | Direct |
| 720 | 2007-12-06 | 2012-12-06 | No | 5 | J | Direct |
| 720 | 2008-12-06 | 2012-12-06 | No | 5 | J | Direct |
| 720 | 2009-12-06 | 2012-12-06 | No | 5 | J | Direct |
| 720 | 2010-12-06 | 2012-12-06 | No | 5 | J | Direct |
| 720 | 2011-12-06 | 2012-12-06 | No | 5 | J | Direct |
Footnotes
- Stock dividend of .10 share of common stock for each share held at close of business 11/29/2010, that was paid on 12/10/2010
- Amount reflects stock dividend of .10 share of common stock for each share held at close of business 11/29/2010, that was paid on 12/10/2010
- Allocation of stock dividend of .10 share of common stock for each option
- Amount reflects stock dividend of .10 share of common stock for each option held that was paid on 12/10/2010
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