Filing Details
- Accession Number:
- 0001079023-10-000231
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-13 11:17:17
- Reporting Period:
- 2010-12-09
- Filing Date:
- 2010-12-13
- Accepted Time:
- 2010-12-13 11:17:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1079023 | Varian Semiconductor Equipment Associates Inc | VSEA | Special Industry Machinery, Nec (3559) | 770501994 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192445 | J Robert Halliday | 35 Dory Road Gloucester MA 01930 | Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-09 | 11,812 | $27.24 | 91,270 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-09 | 11,812 | $35.84 | 79,458 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-12-09 | 8,181 | $17.08 | 87,639 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-09 | 8,181 | $35.84 | 79,458 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-12-09 | 1,168 | $18.42 | 80,626 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-09 | 1,168 | $35.84 | 79,458 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-12-09 | 2,338 | $22.35 | 81,796 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-09 | 2,338 | $35.84 | 79,458 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-09 | 8,181 | $35.84 | 8,181 | $17.08 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-09 | 1,168 | $35.84 | 1,168 | $18.42 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-09 | 2,338 | $35.84 | 2,338 | $22.35 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-12-09 | 11,812 | $35.84 | 11,812 | $27.24 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
65,450 | 2009-11-24 | 2015-11-24 | No | 4 | M | Direct |
10,519 | 2010-02-26 | 2016-02-26 | No | 4 | M | Direct |
11,687 | 2010-05-14 | 2016-05-14 | No | 4 | M | Direct |
0 | 2007-11-17 | 2013-11-17 | No | 4 | M | Direct |
Footnotes
- The Options were granted on November 24. 2008 and will vest as to one-fourth (1/4) on November 24. 2009 and the remaining three-fourths (3/4) vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on November 24. 2012.
- The Options were granted on February 26, 2009 and will vest as to one-fourth (1/4) on February 26, 2010 and the remaining three-fourths (3/4) vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on February 26, 2013.
- The Options were granted on May 14, 2009 and will vest as to one-fourth (1/4) on May 14, 2010 and the remaining three-fourths (3/4) vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares are vested on May 14, 2013.
- The Options were granted on November 17, 2006 and will vest as to one-fourth (1/4) one year from the grant date, and the remaining three-fourths (3/4) will vest in twelve (12) equal quarterly installments until one hundred percent (100%) of the shares have vested on November 17, 2010.