Filing Details

Accession Number:
0001112679-10-000084
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-10 19:37:57
Reporting Period:
2010-12-08
Filing Date:
2010-12-10
Accepted Time:
2010-12-10 19:37:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1112679 Stephen Yu C/O Rovi Corporation
2830 De La Cruz Blvd.
Santa Clara CA 95050
Evp & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-08 15,000 $13.53 38,299 No 4 M Direct
Common Stock Disposition 2010-12-08 15,000 $56.62 23,299 No 4 S Direct
Common Stock Acquisiton 2010-12-08 5,000 $15.73 28,299 No 4 M Direct
Common Stock Disposition 2010-12-08 5,000 $56.62 23,299 No 4 S Direct
Common Stock Acquisiton 2010-12-08 9,058 $15.73 32,357 No 4 M Direct
Common Stock Disposition 2010-12-08 9,058 $56.62 23,299 No 4 S Direct
Common Stock Acquisiton 2010-12-08 3,435 $30.00 26,734 No 4 M Direct
Common Stock Disposition 2010-12-08 3,435 $56.62 23,299 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2010-12-08 15,000 $0.00 15,000 $13.53
Common Stock Employee Stock Option (right to buy) Disposition 2010-12-08 5,000 $0.00 5,000 $15.73
Common Stock Employee Stock Option (right to buy) Disposition 2010-12-08 9,058 $0.00 9,058 $15.73
Common Stock Employee Stock Option (right to buy) Disposition 2010-12-08 3,435 $0.00 3,435 $30.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
61,000 2013-06-01 No 4 M Direct
0 2016-03-01 No 4 M Direct
30,942 2016-03-01 No 4 M Direct
37,815 2016-09-01 No 4 M Direct
Footnotes
  1. Sold pursuant to Mr. Yu's 10b5-1 plan dated March 5, 2009.
  2. Shares sold on the Open Market are reported as an average sale price per share of $56.62; breakdown of shares sold and per share sale prices are as follows: 5,000 at $56.55; 5,000 at $56.56; 8,000 at $56.62; 9,493 at $56.65 and 5,000 at $56.72.
  3. Sold pursuant to Mr. Yu's 10b5-1 plans dated June 4, 2010.
  4. Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
  5. Granted 3/1/09; one-half (1/2) vested on 3/1/09 and the remaining one-half (1/2) vested on 9/1/09.
  6. Granted 3/1/09; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  7. Granted 9/1/09; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.