Filing Details
- Accession Number:
- 0001104659-10-062217
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-10 19:31:35
- Reporting Period:
- 2010-12-10
- Filing Date:
- 2010-12-10
- Accepted Time:
- 2010-12-10 19:31:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1327471 | Reald Inc. | RLD | Radio & Tv Broadcasting & Communications Equipment (3663) | 770620426 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1491584 | Joseph Peixoto | C/O Reald Inc. 100 N. Crescent Drive, Suite 120 Beverly Hills CA 90210 | President, Worldwide Cinema | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-10 | 75,000 | $0.33 | 75,000 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2010-12-10 | 51,375 | $1.67 | 126,375 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2010-12-10 | 181,451 | $1.67 | 307,826 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2010-12-10 | 307,826 | $26.64 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-12-10 | 75,000 | $0.00 | 75,000 | $0.33 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-12-10 | 51,375 | $0.00 | 51,375 | $1.67 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-12-10 | 181,451 | $0.00 | 181,451 | $1.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-06-06 | No | 4 | M | Direct | |
| 0 | 2016-04-24 | No | 4 | M | Direct | |
| 442,174 | 2016-04-24 | No | 4 | M | Direct |
Footnotes
- This option was granted on 6/6/2005 and the vesting commencement date was 10/1/2005. This option vested as follows: (i) 50% of the option vested on the first anniversary of the vesting commencement date and (ii) the remaining 50% of the option vested on 4/1/2006.
- This option was granted on 4/24/2006 and was fully vested on the date of grant.
- This option was granted on 4/24/2006 and the vesting commencement date was 2/1/2006. This option vested as follows: (i) 1/4 of the option vested on the first anniversary of the vesting commencement date and (ii) an additional 1/48 of the option vested per month for each of the thirty-six (36) months following the month of the one-year anniversary of the vesting commencement date.
Billionaire Hedge Funds
