Filing Details
- Accession Number:
- 0001225208-10-026795
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-10 18:46:39
- Reporting Period:
- 2010-12-08
- Filing Date:
- 2010-12-10
- Accepted Time:
- 2010-12-10 18:46:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
910073 | New York Community Bancorp Inc | NYB | Savings Institutions, Not Federally Chartered (6036) | 061377322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1215098 | L Max Kupferberg | 615 Merrick Avenue Westbury NY 11590 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-05-28 | 156,000 | $0.00 | 755,734 | No | 5 | J | Direct | |
Common Stock | Disposition | 2010-06-15 | 68,750 | $0.00 | 686,984 | No | 5 | G | Direct | |
Common Stock | Disposition | 2010-06-29 | 64,950 | $0.00 | 622,034 | No | 5 | J | Direct | |
Common Stock | Acquisiton | 2010-08-31 | 12,300 | $0.00 | 634,334 | No | 5 | J | Direct | |
Common Stock | Acquisiton | 2010-11-05 | 52,000 | $0.00 | 686,334 | No | 5 | J | Direct | |
Common Stock | Disposition | 2010-05-28 | 6,000 | $0.00 | 1,099,821 | No | 5 | J | Indirect | As shareholder of the Max K One LLC |
Common Stock | Disposition | 2010-05-28 | 138,000 | $0.00 | 961,821 | No | 5 | G | Indirect | As shareholder of the Max K One LLC |
Common Stock | Disposition | 2010-05-28 | 156,000 | $0.00 | 805,821 | No | 5 | J | Indirect | As shareholder of the Max K One LLC |
Common Stock | Disposition | 2010-11-05 | 2,000 | $0.00 | 803,821 | No | 5 | J | Indirect | As shareholder of the Max K One LLC |
Common Stock | Disposition | 2010-11-05 | 46,000 | $0.00 | 757,821 | No | 5 | G | Indirect | As shareholder of the Max K One LLC |
Common Stock | Disposition | 2010-11-05 | 52,000 | $0.00 | 705,821 | No | 5 | J | Indirect | As shareholder of the Max K One LLC |
Common Stock | Disposition | 2010-12-07 | 2,860 | $0.00 | 182,917 | No | 5 | G | Indirect | By Kupferberg Foundation |
Common Stock | Disposition | 2010-08-31 | 12,300 | $0.00 | 33,700 | No | 5 | J | Indirect | By Max Kupferberg 2009 GRAT II |
Common Stock | Acquisiton | 2010-06-29 | 64,950 | $0.00 | 64,950 | No | 5 | J | Indirect | By Max Kupferberg June 2010 GRAT |
Common Stock | Disposition | 2010-08-31 | 12,300 | $0.00 | 33,700 | No | 5 | J | Indirect | By Selma Kupferberg 2009 GRAT II |
Common Stock | Acquisiton | 2010-06-29 | 64,950 | $0.00 | 64,950 | No | 5 | J | Indirect | By Selma Kupferberg June 2010 GRAT |
Common Stock | Disposition | 2010-06-29 | 64,950 | $0.00 | 48,689 | No | 5 | J | Indirect | By Spouse |
Common Stock | Acquisiton | 2010-08-31 | 12,300 | $0.00 | 60,989 | No | 5 | J | Indirect | By Spouse |
Common Stock | Disposition | 2010-12-06 | 1,750 | $0.00 | 95,538 | No | 5 | G | Indirect | Max & Selma Kupferberg Foundation |
Common Stock | Disposition | 2010-12-08 | 10,000 | $17.43 | 85,538 | No | 4 | S | Indirect | Max & Selma Kupferberg Foundation |
Common Stock | Disposition | 2010-12-09 | 10,000 | $17.60 | 75,538 | No | 4 | S | Indirect | Max & Selma Kupferberg Foundation |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Direct | |
No | 5 | G | Direct | |
No | 5 | J | Direct | |
No | 5 | J | Direct | |
No | 5 | J | Direct | |
No | 5 | J | Indirect | As shareholder of the Max K One LLC |
No | 5 | G | Indirect | As shareholder of the Max K One LLC |
No | 5 | J | Indirect | As shareholder of the Max K One LLC |
No | 5 | J | Indirect | As shareholder of the Max K One LLC |
No | 5 | G | Indirect | As shareholder of the Max K One LLC |
No | 5 | J | Indirect | As shareholder of the Max K One LLC |
No | 5 | G | Indirect | By Kupferberg Foundation |
No | 5 | J | Indirect | By Max Kupferberg 2009 GRAT II |
No | 5 | J | Indirect | By Max Kupferberg June 2010 GRAT |
No | 5 | J | Indirect | By Selma Kupferberg 2009 GRAT II |
No | 5 | J | Indirect | By Selma Kupferberg June 2010 GRAT |
No | 5 | J | Indirect | By Spouse |
No | 5 | J | Indirect | By Spouse |
No | 5 | G | Indirect | Max & Selma Kupferberg Foundation |
No | 4 | S | Indirect | Max & Selma Kupferberg Foundation |
No | 4 | S | Indirect | Max & Selma Kupferberg Foundation |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 536,377 | Indirect | As Partner |
Common Stock | 53,650 | Indirect | By Max Kupferberg 2008 GRAT II |
Common Stock | 76,200 | Indirect | By Max Kupferberg 2009 GRAT |
Common Stock | 53,650 | Indirect | By Selma Kupferberg 2008 GRAT II |
Common Stock | 38,100 | Indirect | By Selma Kupferberg 2009 GRAT |
Common Stock | 7,666 | Indirect | Trustee for EW of JK FBO LC |
Common Stock | 7,666 | Indirect | Trustee for EW of JK FBO MK |
Common Stock | 705,260 | Indirect | Trustee for KRT |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $15.41 | 2002-07-24 | 2012-01-24 | 216,000 | 216,000 | Direct |
Common Stock | Stock Option (right to buy) | $13.85 | 2003-07-24 | 2012-07-24 | 45,333 | 45,333 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-01-24 | 216,000 | 216,000 | Direct |
2012-07-24 | 45,333 | 45,333 | Direct |
Footnotes
- On May 28, 2010, the Max K One LLC made a pro-rata distribution.
- 64,950 shares previously held by direct ownership have been transferred and are now held by the Max Kupferberg June 2010 GRAT.
- 12,300 shares previously held by Max Kupferberg 2009 GRAT II have been transferred and are now held directly.
- On November 5, 2010, the Max K One LLC made a pro-rata distribution.
- 12,300 shares previously held by Selma Kupferberg 2009 GRAT II have been transferred and are now held by Spouse.
- 64,950 shares previously held by Spouse have been transferred and are now held by the Selma Kupferberg June 2010 GRAT.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.39 to $17.45, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.56 to $17.62, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
- Stock Options automatically granted pursuant to the reload feature of the New York Community Bancorp, Inc. 1997 Stock Option Plan that were exercisable on July 24, 2002.
- Stock Options granted pursuant to the New York Community Bancorp, Inc. 1997 Stock Option Plan vest in equal installments beginning on July 24, 2003 and were fully vested and exercisable as of July 24, 2005.