Filing Details
- Accession Number:
- 0000807249-10-000399
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-10 15:51:38
- Reporting Period:
- 2010-12-08
- Filing Date:
- 2010-12-10
- Accepted Time:
- 2010-12-10 15:51:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060349 | Gamco Investors Inc. Et Al | GBL | Security Brokers, Dealers & Flotation Companies (6211) | 134007862 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1457185 | M. Elisa Wilson | C/O Gamco Investors, Inc. One Corporate Center Rye NY 10580 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2010-12-08 | 7,300 | $31.62 | 7,300 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2010-12-08 | 7,300 | $47.90 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2010-12-09 | 200 | $31.62 | 200 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2010-12-09 | 200 | $48.44 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option - Right to Buy | Acquisiton | 2010-12-08 | 7,300 | $0.00 | 7,300 | $31.62 |
| Class A Common Stock | Employee Stock Option - Right to Buy | Acquisiton | 2010-12-09 | 200 | $0.00 | 200 | $31.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 200 | 2010-02-20 | No | 4 | M | Direct | |
| 0 | 2010-02-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class B Common Stock | 6,550 | Direct |
Footnotes
- A total of 165,966 shares of the Class B Common Stock are convertible into Class A Common Stock pursuant to a resolution by the Issuer's Board of Directors.
- These shares were acquired contemporaneously upon the exercise of an employee stock option.
- Represents an average price for the disposition.
- The options became exercisable with respect to 75% of the shares on 2/20/04 and the remaining 25% on 2/20/05.
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