Filing Details
- Accession Number:
- 0001209191-10-059605
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-10 15:03:05
- Reporting Period:
- 2010-12-08
- Filing Date:
- 2010-12-10
- Accepted Time:
- 2010-12-10 15:03:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1403568 | Ulta Salon Cosmetics & Fragrance Inc. | ULTA | Retail-Retail Stores, Nec (5990) | 363685240 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1412667 | P Lynelle Kirby | 1000 Remington Blvd. Suite 120 Bolingbrook IL 60440 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-08 | 50,000 | $15.81 | 1,020,723 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-08 | 50,000 | $33.85 | 970,723 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-08 | 50,000 | $34.01 | 920,723 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-12-08 | 50,000 | $15.81 | 970,723 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-08 | 50,000 | $34.47 | 920,723 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-12-08 | 50,000 | $15.81 | 970,723 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-08 | 50,000 | $34.51 | 920,723 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-08 | 29,500 | $34.55 | 891,223 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-12-09 | 20,500 | $33.97 | 870,723 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-12-09 | 50,000 | $10.34 | 920,723 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-09 | 50,000 | $34.92 | 870,723 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-12-09 | 18,300 | $15.81 | 889,023 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-09 | 18,300 | $34.93 | 870,723 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Stock Option (right to buy) | Disposition | 2010-12-08 | 50,000 | $0.00 | 50,000 | $15.81 |
| Common | Stock Option (right to buy) | Disposition | 2010-12-08 | 50,000 | $0.00 | 50,000 | $15.81 |
| Common | Stock Option (right to buy) | Disposition | 2010-12-08 | 50,000 | $0.00 | 50,000 | $15.81 |
| Common | Stock Option (right to buy) | Disposition | 2010-12-09 | 50,000 | $0.00 | 50,000 | $10.34 |
| Common | Stock Option (right to buy) | Disposition | 2010-12-09 | 18,300 | $0.00 | 18,300 | $15.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 166,000 | 2017-07-18 | No | 4 | M | Direct | |
| 116,000 | 2017-07-18 | No | 4 | M | Direct | |
| 66,000 | 2017-07-18 | No | 4 | M | Direct | |
| 150,000 | 2019-06-09 | No | 4 | M | Direct | |
| 47,700 | 2017-07-18 | No | 4 | M | Direct |
Footnotes
- The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 10/05/2010.
- The price reported in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $33.65 to $34.05. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $33.77 to $34.36. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $34.27 to $34.57. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $34.50 to $34.57. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $34.45 to $34.66. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $33.73 to $34.44. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $34.91 to $34.95. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $34.93 to $34.95. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- The options vested 25% on the 07/18/2007 grant date and each anniversary thereof.
- The options vested on the date the Company announced its earnings for fiscal year 2009-2010.
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