Filing Details
- Accession Number:
- 0001289419-10-000503
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-10 14:40:48
- Reporting Period:
- 2010-12-09
- Filing Date:
- 2010-12-10
- Accepted Time:
- 2010-12-10 14:40:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1289419 | Morningstar Inc. | MORN | Investment Advice (6282) | 363297908 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1324003 | Tao Huang | C/O Morningstar, Inc. 22 West Washington Street Chicago IL 60602 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-09 | 1,000 | $23.29 | 477,051 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-09 | 1,000 | $51.84 | 476,051 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-12-10 | 1,000 | $23.29 | 477,051 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-12-10 | 1,000 | $52.04 | 476,051 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-12-09 | 1,000 | $0.00 | 1,000 | $23.29 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-12-10 | 1,000 | $0.00 | 1,000 | $23.29 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
14,097 | 2015-05-02 | No | 4 | M | Direct | |
13,097 | 2015-05-02 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 3, 2010
- The options became exercisable in 4 equal installments on May 2, 2006, 2007, 2008, and 2009.
- The exercise price increases over the term of the option at a rate equal to the 10-year Treasury bond yield as of the date of grant ($18.50). On December 9 2010, the exercise price was $23.2907.
- The exercise price increases over the term of the option at a rate equal to the 10-year Treasury bond yield as of the date of grant ($18.50). On December 10, 2010, the exercise price was $23.2933.