Filing Details
- Accession Number:
- 0001225208-10-026735
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-10 13:36:13
- Reporting Period:
- 2010-12-09
- Filing Date:
- 2010-12-10
- Accepted Time:
- 2010-12-10 13:36:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
720005 | Raymond James Financial Inc | RJF | Security Brokers, Dealers & Flotation Companies (6211) | 591517485 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1182770 | A Kenneth Shields | 880 Carillon Parkway St. Petersburg FL 33716 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-12-09 | 15,000 | $31.08 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Class D Exchangeable Shares | $0.00 | 2001-01-01 | 2011-01-31 | 23,567 | 23,567 | Direct |
Common Stock | Class E Exchangeable Shares | $0.00 | 2003-01-01 | 2011-01-31 | 23,503 | 23,503 | Direct |
Common Stock | Employee Stock Option (right to buy) | $26.69 | 2013-02-19 | 2015-02-19 | 2,500 | 2,500 | Direct |
Common Stock | Employee Stock Option (right to buy) | $15.91 | 2012-02-20 | 2014-02-20 | 2,500 | 2,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2011-01-31 | 23,567 | 23,567 | Direct |
2011-01-31 | 23,503 | 23,503 | Direct |
2015-02-19 | 2,500 | 2,500 | Direct |
2014-02-20 | 2,500 | 2,500 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.07 to $31.095, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.