Filing Details
- Accession Number:
- 0001062978-10-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-10 12:13:53
- Reporting Period:
- 2010-12-06
- Filing Date:
- 2010-12-10
- Accepted Time:
- 2010-12-10 12:13:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1062978 | Helios High Yield Fund | HHY | () | 522108996 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1343866 | Dana Erikson | Brookfield Investment Management Inc. 3 Wfc, 200 Vesey Street, 10Th Floor New York NY 10281-1010 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-12-06 | 1,100 | $9.07 | 1,100 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |