Filing Details
- Accession Number:
- 0001181431-10-060676
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-10 10:55:57
- Reporting Period:
- 2010-12-08
- Filing Date:
- 2010-12-10
- Accepted Time:
- 2010-12-10 10:55:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1478085 | Graham Packaging Co Inc. | GRM | Miscellaneous Plastics Products (3080) | 522076126 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1481254 | T Peter Lennox | 2401 Pleasant Valley Road York PA 17402 | Svp, Gm Food And Beverages | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-12-08 | 9,186 | $0.00 | 9,186 | No | 4 | C | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2010-12-08 | 4,202 | $12.64 | 4,984 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2010-12-08 | 4,984 | $12.65 | 0 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-12-09 | 3,000 | $0.00 | 3,000 | No | 4 | C | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2010-12-09 | 3,000 | $12.67 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Limited Partnership Units | Options to purchase limited partnership units (right to buy) | Disposition | 2010-12-08 | 4,202 | $0.00 | 4,202 | $6.82 |
| Limited Partnership Units | Options to purchase limited partnership units (right to buy) | Disposition | 2010-12-08 | 4,984 | $0.00 | 4,984 | $9.72 |
| Limited Partnership Units | Options to purchase limited partnership units (right to buy) | Disposition | 2010-12-09 | 3,000 | $0.00 | 3,000 | $9.72 |
| Common Stock, Par Value $0.01 Per Share | Limited partnership units | Acquisiton | 2010-12-08 | 4,202 | $6.82 | 4,202 | $0.00 |
| Common Stock, Par Value $0.01 Per Share | Limited partnership units | Acquisiton | 2010-12-08 | 4,984 | $9.72 | 4,984 | $0.00 |
| Common Stock, Par Value $0.01 Per Share | Limited partnership units | Disposition | 2010-12-08 | 9,186 | $0.00 | 9,186 | $0.00 |
| Common Stock, Par Value $0.01 Per Share | Limited partnership units | Acquisiton | 2010-12-09 | 3,000 | $9.72 | 3,000 | $0.00 |
| Common Stock, Par Value $0.01 Per Share | Limited partnership units | Disposition | 2010-12-09 | 3,000 | $0.00 | 3,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,373 | 2011-12-31 | No | 4 | M | Direct | |
| 23,987 | 2018-03-06 | No | 4 | M | Direct | |
| 20,987 | 2018-03-06 | No | 4 | M | Direct | |
| 4,202 | No | 4 | M | Direct | ||
| 9,186 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 3,000 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- Shares of common stock of Graham Packaging Company Inc. were acquired upon exchange of limited partnership units of Graham Packaging Holdings Company in accordance with a Management Option Unit Exchange Agreement.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously established by the reporting person.
- All 4,202 options exercised by the reporting person were vested. All of the 7,373 remaining options will vest on January 1, 2011.
- All 4,984 options exercised by the reporting person were vested. Of the 23,987 remaining options, 3,000 are vested and immediately exercisable, 10,493 options will vest on March 7, 2011 and 10,494 options will vest on March 7, 2012.
- All 3,000 options exercised by the reporting person were vested. Of the 20,987 remaining options, 10,493 options will vest on March 7, 2011 and 10,494 options will vest on March 7, 2012.
- The limited partnership units of Graham Packaging Holdings Company are, subject to certain restrictions in a Management Option Unit Exchange Agreement, exchangeable on a one-for-one basis for shares of Graham Packaging Company Inc. common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.
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